FINRA Career Corner

Interested in a Career in Finance or the Securities Industry?

Join us at the FINRA Career Corner to learn about the Securities Industry Essentials® (SIE®) Exam, an introductory exam for students and professionals interested in launching careers in the financial securities industry.

The SIE Exam demonstrates your understanding of fundamental concepts in the securities industry and can help strengthen your resume when applying for internships and full-time opportunities in finance, investment, wealth management, brokerage, and other financial services roles.

During this Career Corner, representatives from FINRA (Financial Industry Regulatory Authority) will provide an overview of the exam, explain who should consider taking it, and answer your questions about preparing for and using the SIE Exam as a stepping stone toward a career in the financial industry.

Learn about topics covered on the SIE Exam, including:

• Types of securities products and their associated risks
• Structure and functions of the securities markets
• The role of regulatory agencies and industry oversight
• Industry rules, ethical standards, and prohibited practices

Whether you're exploring careers in finance or planning to pursue roles in investment banking, asset management, financial advising, compliance, or trading, this is a great opportunity to gain valuable insights and connect with industry professionals.

Stop by, ask questions, and discover how the SIE Exam can help you prepare for a successful career in the financial services industry!

Please note: This event is open for full participation by all individuals regardless of race, color, religion, sex, national origin, or any other protected category under applicable federal law, state law, and the University's nondiscrimination policy. 
UMBC is also committed to creating an accessible and inclusive environment for all faculty, staff, students, and visitors.  If you would like to request accommodations (e.g., ASL interpreters, captioning, wheelchair access, etc.) for this event, please notify us at least two weeks prior to the event. Requests received after that time cannot be guaranteed, but we will do our best to make arrangements for program access. Please contact the event host (careers@umbc.edu) with your specific request and be sure to include the event title, date, and time.